WebJan 7, 2024 · Eversheds Sutherland Partner Brian Rubin has been recognized as 2024 “Author of the Year” by NSCP Currents. Brian was selected by the NSCP Publication’s Committee and Currents’ Editorial Board for his contributions that went above and beyond and content that elevated the industry, their members, and the National Society of … WebMar 15, 2024 · By reviewing FINRA’s monthly disciplinary reports, press releases and online database, Eversheds Sutherland (US) Partners Brian L. Rubin and Adam C. Pollet found that in 2024 the amount of fines, restitution and cases increased compared with 2024, reversing the downward trend from the past few years even in the midst of the COVID-19 …
FINRA Sets Sights on Registered Index-Linked Annuities
WebDec 3, 2012 · Rubin is a partner in the firm’s Litigation Practice Group in the Washington D.C. office. He can be reached at [email protected] or at (202) 383-0124. WebMar 10, 2024 · Fines reported by the Financial Industry Regulatory Authority in 2024 decreased to $45 million from $103 million in 2024, a 56% drop, according to just-released data from the law firm Eversheds... mizuno running shoes coupon codes april
2024 Regulatory Roundup Gives Glimpse into 2024
WebEversheds Sutherland (US) LLP Financial Services Regulation: Broker Dealer (Enforcement) 2024 Band 2 6 Years Ranked . Brian Rubin routinely represents broker-dealers and other financial institutions in connection with challenging regulatory, enforcement and administrative actions. WebBrian Rubin is the Washington office leader of the Eversheds Sutherland (US) Litigation group and head of the firm’s SEC, FINRA, and state securities enforcement practice. With over 20 years of experience in federal securities law, first prosecuting and now defending, he represents clients being examined, investigated, and prosecuted by the ... WebMar 10, 2024 · WASHINGTON—March 8, 2024—Eversheds Sutherland has completed its annual study of the disciplinary actions reported by the Financial Industry Regulatory Authority (FINRA) in 2024. inguinal hernia bleed risk